June 22, 2023

Volume XIII, Number 173

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
22
Jun
Corporate Transparency Act: Reporting Requirements; Preparing Your Company and Other Related Considerations Sheppard, Mullin, Richter & Hampton LLP
22
Jun
Are Interest Rate Rises Squeezing Working Capital? Squire Patton Boggs (US) LLP
22
Jun
CFPB Intends to Supervise and Examine Consumer Payments Companies Greenberg Traurig, LLP
22
Jun
Proving Oppression and Obtaining a Buyout is Not as Simple as “Cashing Out” Norris McLaughlin P.A.
22
Jun
EPA Announces 2024 CDR Deadlines Bergeson & Campbell, P.C.
22
Jun
Inventorship Hosed Clean: Contribution, Corroboration and Collaboration Prove Joint Invention McDermott Will & Emery
22
Jun
Minnesota Bans Noncompete Agreements with Limited Exceptions McDermott Will & Emery
21
Jun
What Every Multinational Company Should Know About . . . the International Arbitration Clause in Its Contract Foley & Lardner LLP
21
Jun
Who Can Approve Equity Awards? Foley & Lardner LLP
21
Jun
Articles Of Incorporation Doom Representational Standing Allen Matkins Leck Gamble Mallory & Natsis LLP
21
Jun
Asset Sale or Share Sale? Key Considerations About the Legal and Employment Implications Miller Canfield
21
Jun
IRS Issues Notice 2023-44 Clarifying the 48C Program Application Process and Timeline Mintz
21
Jun
International Trade, Enforcement & Compliance Recent Developments Update (June 21, 2023) Foley & Lardner LLP
21
Jun
Four Key Considerations Since SEC Amended Form PF Katten
21
Jun
New Jersey’s New Temporary Workers Law Challenged in Federal Court Stark & Stark
21
Jun
BYOD to E-Discovery: What Happens When Employees “Scan” and Send Chats of Company Documents Using Their Phones? Foley & Lardner LLP
21
Jun
Now There Are 10: The Texas Data Privacy and Security Act Bracewell LLP
21
Jun
Seeking Shelter: Recession Implications for your Organization Ward and Smith, P.A.
21
Jun
U.S. Supreme Court to Review Scope of Sovereign Immunity Defense to FCRA Lawsuits Bradley Arant Boult Cummings LLP
21
Jun
The Drug Price Negotiation Program Faces Pushback from Private and Public Industry Participants Sheppard, Mullin, Richter & Hampton LLP

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